• ISSN 1008-505X
  • CN 11-3996/S

优选小波函数提高马铃薯叶片叶绿素的高光谱估算精度

Optimizing wavelet functions to improve the accuracy of hyperspectral estimation of chlorophyll in potato leaves

  • 摘要:
    目的 叶片叶绿素含量(LCC)是快速无损监测作物长势和产量最常用的指标。我们探索了建立马铃薯LCC的光谱监测最佳估测模型,为马铃薯生长信息的快速、无损监测提供技术支持,以实现马铃薯生产的精准管理。
    方法 于2023—2024年,在6个地点采用5个品种进行了氮肥施用量的马铃薯田间试验。在马铃薯花前和花后测定了叶片的高光谱反射率数据和SPAD值,同时用分光光度法测定了对应的叶绿素含量。基于选择的双差指数(DD)和三角叶绿素指数(TCI)两个叶绿素敏感光谱指数算法,利用波段优化算法建立优化光谱指数,分析叶绿素实测值与光谱指数和SPAD的相关性。随后计算了15个连续小波家族中的108个函数和7个离散小波家族的126个函数,筛选出最佳小波函数和小波特征,应用最佳小波函数从大量田间试验数据中估计LCC,同时用独立试验对模型进行评价。
    结果 DD与LCC的相关性最佳(R2=0.62),其次为TCI(R2=0.58),SPAD最低(R2=0.50),表明光谱指数与LCC的相关性优于SPAD,且DD优于TCI。连续小波函数(CWT)在第4尺度下最优,其LCC估算模型的R2在0.2~0.7;离散小波函数(DWT)在第1尺度下最优,其建立的LCC估算模型的R2集中在0.48左右,表明CWT更适宜于对马铃薯叶片叶绿素含量的估测。CWT中sym家族表现最佳,其中sym15的R2最高可达0.61。与LCC具有较强相关性的小波特征主要集中在450~900 nm的光谱范围内,最显著的小波特征出现在第4尺度下的629、630和716 nm波段。最佳小波特征为sym15 (W630,S4),位于第4尺度和红光区域。模型独立验证结果显示,与基于双差指数和SPAD的模型相比,基于小波特征sym15构建的模型(R2=0.73−0.80,RMSE=0.22~0.32 mg/g)在LCC预测中性能最佳。
    结论 本研究确定了sym15 (W630,S4)作为构建马铃薯LCC估测模型的最佳小波函数和特征,为马铃薯叶片叶绿素含量的准确估测提供了有效方法。

     

    Abstract:
    Objectives The leaf chlorophyll content (LCC) is the most used index for timely, rapid and non-destructive estimation of crop growth and yield. The purpose of this study was to establish the best estimation model for LCC spectral monitoring, and to provide technical support for rapid and non-destructive monitoring of potato growth information, so as to achieve accurate management of potato production.
    Methods From 2023 to 2024, field experiments on potato nitrogen application rates were conducted using five varieties across six locations. Hyperspectral reflectance data and SPAD values of potato leaves were measured during both pre-flowering and post-flowering stages, while corresponding chlorophyll content was determined using spectrophotometry. Based on two chlorophyll-sensitive spectral index algorithms—the selected double difference index (DD) and the triangular chlorophyll index (TCI)–optimized spectral indices were established using a band optimization algorithm to analyze the correlation between measured chlorophyll content and the spectral indices as well as SPAD values. Subsequently, 108 functions from 15 continuous wavelet families and 126 functions from 7 discrete wavelet families were calculated to screen the optimal wavelet function and wavelet features. The optimal wavelet function was applied to estimate leaf chlorophyll content (LCC) from extensive field experimental data, and the model was evaluated using independent experiments.
    Results The DD index exhibited the strongest correlation with LCC (R2=0.62), followed by TCI (R2=0.58), while SPAD showed the lowest correlation (R2=0.50). This indicates that the spectral indices correlate better with LCC than SPAD does, and that DD outperforms TCI. The continuous wavelet transform (CWT) demonstrated the optimal performance at the 4th decomposition scale, with the LCC estimation model producing R2 values ranging from 0.2 to 0.7, whereas the discrete wavelet transform (DWT) performed best at the 1st scale, yielding LCC models with R2 values concentrated around 0.48, indicating that CWT provides superior accuracy in estimating chlorophyll content in potato leaves compared to DWT. Among the CWTs, the Symlet family demonstrated the best performance, with Sym15 achieving the highest R2 value of 0.61. The spectrum of wavelets strongly correlated with LCC were predominantly concentrated within 450–900 nm, and the spectrum 629 nm, 630 nm, and 710 nm showed the most significant wavelet features at the fourth scale. The optimal wavelet is Sym15 (W630, S4), which was located in the 4th scale and the red light region, and the independent verification results of the model showed that compared with the model based on the double-difference index and SPAD, the model based on the wavelet feature sym15 (R2=0.73–0.80, RMSE = 0.22–0.32 mg/g) performed best in LCC prediction.
    Conclusions This study identified sym15 (W630, S4) as the optimal wavelet function and feature for constructing a potato LCC estimation model, providing an effective method for the accurate estimation of potato leaf chlorophyll content.

     

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