• ISSN 1008-505X
  • CN 11-3996/S

基于地面高光谱遥感的小麦氮效率品种分类及评估技术研究

Study on the classification and evaluation technology of nitrogen-efficient wheat cultivars based on ground-based hyperspectral remote sensing

  • 摘要:
    目的 地面高光谱遥感具有分类识别小麦氮效率的潜力,研究与之配套的小麦氮效率品种高光谱遥感鉴定参数,可为小麦氮肥管理提供高效便捷技术支持。
    方法 2022—2023、2023—2024年度在河南农业大学原阳基地开展试验,供试小麦品种为45个黄淮麦区适宜种植品种。试验小区设正常施肥(N+)与缺氮(N−)两个处理,每个品种重复3次。每年在小麦拔节期、孕穗期、开花期、灌浆期和成熟期,取样测定茎、叶、穗重量和氮含量,成熟期测产量、穗粒数,并计算氮肥生理利用率、氮素转运效率、成熟期植株氮素积累量,共8个指标数据。使用主成分分析法构建小麦氮效率综合值,并使用K均值聚类分析法对小麦品种的氮效率综合值进行聚类分析,将小麦品种分为氮高效型、氮中效型、氮低效型。采用地面ASD地物光谱仪(Analytical Spectral Devices)获取小麦拔节期、孕穗期、开花期、灌浆期冠层高光谱数据,分别使用连续小波变换(Continuous wavelet transform,CWT)、一阶导数变换(First derivative transformation,DIFF1)方法进行高光谱数据变换,然后用特征权重评估算法(reliefF)、竞争性自适应重加权算法(CARS) 筛选氮效率评估的有效指标,使用K近邻分类(K-nearest neighbors,KNN)、随机森林分类(random forest,RF)、偏最小二乘法分类(partial least squares,PLS)3种分类方法构建小麦氮效率品种最佳分类鉴定模型,使用总体分类精度(overall accuracy,OA)、Kappa系数(Cohen’s Kappa coefficient)对模型精度进行评价。
    结果 8个氮素相关指标的变异系数范围为14.31%~231.25%,依据8个氮效率指标的前两个主成分累计85.799%的贡献率,经K均值聚类分析法划分得到氮高效型品种29个、氮中效型品种28个和氮低效型品种33个,进而建立了一种快捷、可靠的小麦氮高效品种农学评价筛选方法。当基于全波段反射率构建小麦氮效率品种分类模型,模型精度随生育时期的推进而提升,模型分类精度灌浆期最高,总体分类精度平均为67.6%、Kappa=0.505;拔节期最低,平均OA为58.8%,Kappa系数=0.327,其中CWT相较于DIFF1和OR数据处理模型精度分别提高2.9%和6.2%。当基于不同特征筛选算法构建小麦品种氮效率分类模型,CWT比DIFF1和OR的模型精度分别提高3.3%和7.3%。ReliefF特征筛选方法能降低弱相关性波段影响,经reliefF筛选后的模型(平均OA=67.6%、Kappa=0.508)较CARS筛选后的模型(平均OA=66.1%、Kappa=0.452)表现出更高分类精度,同时优于全波段的模型平均分类精度(平均OA=62.8%、Kappa=0.419)。对于分类算法而言,KNN算法构建的模型分类精度最高(平均OA=79.7%、Kappa=0.662),PLS算法构建的模型最差(平均OA=65.8%、Kappa=0.489)。
    结论 基于灌浆期小麦8个农学性状,利用CWT+reliefF+KNN算法构建的小麦氮高效品种分类模型精度最优(OA=85.2%、Kappa=0.745),可用于地面高光谱遥感快速鉴定小麦氮高效品种的技术参数。

     

    Abstract:
    Objective Ground-based hyperspectral remote sensing has shown strong potential for classifying wheat cultivars' nitrogen use efficiency (NUE). Construction of parameter system of the remote sensing technology for precise identification of wheat NUE can provide technical support for nitrogen management of the wheat production.
    Methods Field experiments were conducted during the growing seasons of wheat in 2022–2023 and 2023–2024 at the Yuanyang Experimental Station of Henan Agricultural University. A total of 45 wheat cultivars that are widely grown in the Huang-Huai wheat region were chosen as the experiment materials. Each cultivar was subjected to normal nitrogen supply (N+) and no nitrogen supply conditions (N−), with three replicates. At the jointing, booting, flowering, grain filling, and maturity stages, hyperspectral reflectance data of the canopy were acquired using a ground-based Analytical Spectral Devices spectrometer, and plant samples were collected to determine the biomass and nitrogen content of stems, leaves, and spikes. At maturity, grain yield and grain number per spike were investigated. The nitrogen physiological use efficiency, nitrogen translocation efficiency, and total plant nitrogen accumulation at maturity were then calculated, resulting a total of 8 indicators for the subsequent analysis. Principal component analysis (PCA) was used to construct a comprehensive NUE index, and K-means clustering was applied to classify wheat cultivars into nitrogen-efficient, moderately nitrogen-efficient, and nitrogen-inefficient groups. Continuous wavelet transform (CWT) and first derivative transformation (DIFF1) were applied to preprocess the hyperspectral data. Subsequently, the ReliefF algorithm and the CARS method were used for feature selection. Wheat NUE classification models were developed using k-nearest neighbors (KNN), random forest (RF), and partial least squares discriminant analysis (PLS). Model performance was evaluated using overall accuracy (OA) and Cohen’s Kappa coefficient.
    Results The coefficients of variation for the eight nitrogen-related indices ranged from 14.31 to 231.25%. The first two principal components explained 85.799% of the total variance in 8 N-related traits. Based on K-means clustering, 29 cultivars were classified as nitrogen-efficient, 28 as moderately nitrogen-efficient, and 33 as nitrogen-inefficient, establishing a rapid and reliable agronomic evaluation method for wheat classification. When classification models were constructed using full-spectrum reflectance, classification accuracy increased with advancing growth stages, reaching the highest performance at the grain-filling stage (mean OA=67.6%, Kappa=0.505), while the lowest accuracy occurred at the jointing stage (mean OA=58.8%, Kappa=0.327). Compared with DIFF1 and original reflectance (OR), CWT-based models improved classification accuracy by 2.9% and 6.2%, respectively. Under different feature selection strategies, CWT-based models outperformed DIFF1- and OR-based models by 3.3% and 7.3%, respectively. The ReliefF feature selection method effectively reduced the influence of weakly correlated bands, and models constructed using ReliefF-selected features (mean OA=67.6%, Kappa=0.508) outperformed those based on CARS-selected features (mean OA=66.1%, Kappa=0.452) and full-spectrum models (mean OA=62.8%, Kappa=0.419). Among classification algorithms, KNN achieved the highest classification accuracy (mean OA=79.7%, Kappa=0.662), whereas PLS exhibited the lowest performance (mean OA=65.8%, Kappa=0.489).
    Conclusion Based on the eight agronomic traits at grain filling stage, the constructed wheat nitrogen-efficient cultivar classification model using the CWT + ReliefF + KNN approach demonstrates high accuracy (OA=85.2%, Kappa=0.745), showing it as a reliable technical framework for the rapid identification of nitrogen-efficient wheat cultivars using ground-based hyperspectral remote sensing.

     

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