• ISSN 1008-505X
  • CN 11-3996/S

基于NSGA-Ⅱ和TOPSIS模型的云南马铃薯–小麦轮作体系氮肥有机替代优化研究

Optimizing organic nitrogen replacement in Yunnan potato-wheat rotation system based on NSGA-II and TOPSIS models

  • 摘要:
    目的 云南地区马铃薯–小麦轮作体系基于多目标协同的有机替代比例不明,我们采用高斯过程回归 (GPR)拟合、NSGA-Ⅱ多目标优化结合TOPSIS多属性决策的机器学习方法进行了优化施肥基础上的有机替代方案研究,以实现化肥减施与培肥土壤共赢。
    方法 于2023~2025年在云南马铃薯–小麦轮作体系种植区开展田间定位试验,以农民习惯施肥为对照 (FP),设置养分专家系统推荐施肥 (NE)、以NE为基础的有机肥替代20% (M20)、40% (M40)和60% (M60)化肥,以及不施氮、不施磷和不施钾处理。分析马铃薯和小麦产量、养分吸收、土壤理化性质、土壤微生物量以及土壤酶活性的变化,采用NSGA-Ⅱ和TOPSIS模型开展多目标综合效益评价。
    结果 优化施肥基础上的有机替代处理 (M20-M60)提高了作物产量,马铃薯和小麦产量分别较FP处理平均增加8.6%~10.3%和7.5%~11.8%;马铃薯产量较NE处理提高了6.0%~7.5%,小麦两年平均产量无显著差异。有机替代处理对作物养分吸收具有显著的增加效应,且通过提高生物量和土壤肥力显著提高了肥料利用率,其中M20和M40处理的氮肥回收率 (REN)较FP处理分别显著提高了7.9和10.0个百分点,较NE处理分别提高了1.8和3.9个百分点。有机替代比例对土壤理化性质的影响存在差异,土壤矿质氮 (Nmin)、速效磷 (AP)和速效钾 (AK)随有机替代比例的升高而降低,其中M20处理较NE处理分别提高10.7%、11.4%和10.7%;相较于NE处理,有机替代处理提升了土壤有机质 (OM)含量,以M40处理提高幅度最大,年均提高6.5%。与FP相比,M20处理可显著提高矿物结合态碳氮 (MAOC/MAON)含量,而M40处理在提升土壤POC和微生物量方面效果最佳,而高有机替代比例 (M60)则会对微生物量产生负面效应。此外,M20处理较NE处理显著提高了乙酰氨基葡萄糖苷酶 (NAG)活性,提升56.6%,M40处理显著提升了β-纤维二糖苷酶 (CB)活性,提升56.5%,而M60处理显著提升磷酸酶 (PHOS)酶活性,提升49.8%。采用NSGA-II和TOPSIS模型,在NE基础上模拟得出云南地区马铃薯–小麦轮作体系基于植物平衡指数、酶活性指数和土壤平衡指数的优化有机替代比例为25%,周年产量较NE处理可增加6.4%,氮肥回收率提高2.5个百分点,土壤OM年均提升5.4%。
    结论 在云南马铃薯–小麦轮作体系,优化施肥基础上合理有机替代提高了土壤活性有机碳氮库组分、微生物量以及胞外酶活性,显著提升了养分吸收,进而提高了马铃薯和小麦产量。以氮为变量的有机肥替代化肥比例控制在23.8~29.3%有助于提高作物产量、肥料利用效率和土壤有机质含量,可作为云南地区马铃薯–小麦轮作体系适宜施肥方式,研究结果可为该区域农业生产实现养分高效利用与面源污染削减提供关键技术参数支撑。

     

    Abstract:
    Objectives To address the existing uncertainty regarding the optimal organic manure substitution rate for achieving multi-objective synergy in the potato-wheat rotation system in Yunnan Province, this study adopted an integrated machine learning framework combining Gaussian Process Regression (GPR), NSGA-Ⅱ multi-objective optimization algorithm, and TOPSIS multi-attribute decision-making method, to identify a fertilization strategy that integrates chemical fertilizer reduction with organic amendment application, so as to simultaneously improve fertilizer use efficiency and soil fertility.
    Methods A consecutive three-year field experiment was carried out from 2023 to 2025 in the representative potato-wheat rotation region of Yunnan Province. Farmers’ conventional fertilization practice (FP) served as the control, and treatments included recommended fertilization by nutrient expert system (NE), organic manure substituting 20% (M20), 40% (M40), and 60% (M60) based on the NE recommendation, alongside zero-nitrogen, zero-phosphorus, and zero-potassium treatments. Variations in crop yield, nutrient uptake, soil physicochemical properties, soil microbial biomass, and soil enzyme activities were analyzed. The NSGA-II and TOPSIS models were applied to evaluate comprehensive multi-objective benefits.
    Results Organic substitution treatments (M20-M60) based on optimized fertilization increased crop yields. Compared with the FP treatment, potato and wheat yields increased on average by 8.6%-10.3% and 7.5%-11.8%, respectively. Potato yield increased by 6.0%-7.5% compared with the NE treatment, whereas wheat yield showed no significant difference when averaged over the two years. Optimized fertilization with organic substitution significantly enhanced crop nutrient uptake and significantly improved fertilizer use efficiency through increased biomass accumulation and soil fertility enhancement. Specifically, nitrogen recovery efficiency (REN) under M20 and M40 increased by 7.9 and 10.0 percentage points compared with FP, and by 1.8 and 3.9 percentage points compared with NE, respectively. The effects of organic substitution rate on soil physicochemical properties varied: soil mineral nitrogen (Nmin), available phosphorus (AP), and available potassium (AK) tended to decrease with increasing substitution rate, yet values under M20 were 10.7%, 11.4%, and 10.7% higher than those under NE, respectively. Compared with NE, organic substitution treatments increased soil organic matter (OM) content, with M40 showing the greatest improvement (an average annual increase of 6.5%). Compared with FP, M20 treatment significantly increased the contents of mineral-associated organic carbon and nitrogen (MAOC/MAON), whereas M40 treatment was most effective in enhancing soil particulate organic carbon (POC) and microbial biomass; in contrast, a high substitution ratio (M60) had negative effects on microbial biomass. Furthermore, compared with NE, M20 significantly increased N-acetyl-β-D-glucosaminidase (NAG) activity by 56.6%, M40 significantly increased β-cellobiosidase (CB) activity by 56.5%, and M60 significantly increased phosphatase (PHOS) activity by 49.8%. Based on NSGA-II and TOPSIS modeling simulations using plant balance index, enzyme activity index, and soil balance index as objectives, the optimal organic substitution rate for the potato-wheat rotation system in Yunnan was determined to be 25% on the basis of NE fertilization. This optimal rate is projected to increase annual yield by 6.4%, improve REN by 2.5 percentage points, and increase soil OM by 5.4% annually compared with NE.
    Conclusions In the potato-wheat rotation system of Yunnan, rational organic substitution under optimized fertilization improved soil labile organic carbon and nitrogen pool fractions, microbial biomass and extracellular enzyme activities, significantly enhanced nutrient uptake, and increased potato and wheat yields. Maintaining an organic manure substitution rate for chemical nitrogen between 23.8% and 29.3% facilitates improvements in crop yield, fertilizer use efficiency, and soil organic matter content. This range represents an appropriate fertilization strategy for the region, providing key technical parameters to support efficient nutrient utilization and non-point source pollution mitigation in local agricultural production.

     

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